NML Institutional Ownership
Neuberger Energy Infrastructure and Income Fund Inc.
1W: -2.0%
1M: -5.9%
3M: -1.1%
YTD: +18.7%
1Y: +17.4%
3Y: +76.9%
5Y: +181.7%
$10.03
+0.05 (+0.50%)
Weekly Expected Move ±2.4%
$10
$10
$10
$10
$11
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Institutional Ownership — NML
97
Institutional Holders
+2 vs prior quarter
0.0%
Ownership
+0.00pp
$208M
Total Invested
10
New Positions
38
Increased
28
Reduced
9
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (105 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE | 3,796,841 | $$38M | -30,694 | -0.8% | 15Q | SEC ↗ |
| 2 | MORGAN STANLEY | 3,220,189 | $$32M | -29,024 | -0.9% | 53Q | SEC ↗ |
| 3 | CITY OF LONDON INVESTMENT MANAGEMENT C | 2,781,835 | $$28M | -83,723 | -2.9% | 37Q | SEC ↗ |
| 4 | Saba Capital Management, L.P. | 1,951,651 | $$20M | +208,597 | +12.0% | 18Q | SEC ↗ |
| 5 | UBS Group AG | 946,783 | $$9M | +51,643 | +5.8% | 47Q | SEC ↗ |
| 6 | Advisors Asset Management, Inc. | 901,049 | $$9M | +24,841 | +2.8% | 52Q | SEC ↗ |
| 7 | D. E. Shaw & Co., Inc. | 813,814 | $$8M | — | +0.0% | 14Q | SEC ↗ |
| 8 | PRIVATE MANAGEMENT GROUP INC | 507,125 | $$5M | -234,682 | -31.6% | 27Q | SEC ↗ |
| 9 | OPPENHEIMER & CO INC | 402,706 | $$4M | +5,467 | +1.4% | 15Q | SEC ↗ |
| 10 | Thomas J. Herzfeld Advisors, Inc. | 352,764 | $$4M | +29,238 | +9.0% | 2Q | SEC ↗ |
| 11 | STIFEL FINANCIAL CORP | 310,691 | $$3M | -11,836 | -3.7% | 43Q | SEC ↗ |
| 12 | AMERIPRISE FINANCIAL INC | 300,970 | $$3M | -27,169 | -8.3% | 16Q | SEC ↗ |
| 13 | COHEN & STEERS, INC. | 287,000 | $$3M | — | +0.0% | 15Q | SEC ↗ |
| 14 | Invesco Ltd. | 267,509 | $$3M | +12,895 | +5.1% | 9Q | SEC ↗ |
| 15 | UHLMANN PRICE SECURITIES, LLC | 246,450 | $$2M | +6,548 | +2.7% | 8Q | SEC ↗ |
| 16 | RAYMOND JAMES FINANCIAL INC | 230,830 | $$2M | +41,250 | +21.8% | 7Q | SEC ↗ |
| 17 | WELLS FARGO & COMPANY/MN | 228,824 | $$2M | +2,633 | +1.2% | 53Q | SEC ↗ |
| 18 | NewEdge Advisors, LLC | 228,521 | $$2M | +59,367 | +35.1% | 18Q | SEC ↗ |
| 19 | LPL Financial LLC | 215,754 | $$2M | +84,479 | +64.4% | 23Q | SEC ↗ |
| 20 | Focus Partners Wealth | 196,204 | $$2M | -72,220 | -26.9% | 4Q | SEC ↗ |
| 21 | Samalin Investment Counsel, LLC | 174,324 | $$2M | +80,048 | +84.9% | 2Q | SEC ↗ |
| 22 | VestGen Advisors, LLC | 160,541 | $$2M | +6,306 | +4.1% | 4Q | SEC ↗ |
| 23 | NEUBERGER BERMAN GROUP LLC | 159,427 | $$2M | -138 | -0.1% | 6Q | SEC ↗ |
| 24 | OSAIC HOLDINGS, INC. | 144,788 | $$1M | +33,878 | +30.5% | 26Q | SEC ↗ |
| 25 | Closed-End Fund Advisors, Inc. | 142,740 | $$1M | +3,367 | +2.4% | 3Q | SEC ↗ |
| 26 | Cornerstone Wealth Management, LLC | 116,577 | $$1M | +3,017 | +2.7% | 14Q | SEC ↗ |
| 27 | STALEY CAPITAL ADVISERS INC | 115,000 | $$1M | — | +0.0% | 45Q | SEC ↗ |
| 28 | Sanctuary Advisors, LLC | 106,768 | $$1M | +10,178 | +10.5% | 9Q | SEC ↗ |
| 29 | Rockefeller Capital Management L.P. | 84,797 | $$851K | +28,592 | +50.9% | 9Q | SEC ↗ |
| 30 | IFG Advisory, LLC | 84,341 | $$846K | +82,711 | +5074.3% | 13Q | SEC ↗ |
| 31 | Pathstone Holdings, LLC NEW | 79,223 | $$795K | — | +0.0% | 1Q | SEC ↗ |
| 32 | Knollwood Investment Advisory, LLC | 79,074 | $$793K | +1,526 | +2.0% | 13Q | SEC ↗ |
| 33 | COMMONWEALTH EQUITY SERVICES, LLC | 70,618 | $$708K | +27,734 | +64.7% | 34Q | SEC ↗ |
| 34 | Noble Wealth Management PBC | 64,921 | $$651K | -5,529 | -7.8% | 2Q | SEC ↗ |
| 35 | EVOLVE PRIVATE WEALTH, LLC | 64,054 | $$642K | +43,839 | +216.9% | 3Q | SEC ↗ |
| 36 | Cetera Investment Advisers | 62,710 | $$629K | +15,000 | +31.4% | 9Q | SEC ↗ |
| 37 | &PARTNERS | 59,227 | $$594K | +5,983 | +11.2% | 2Q | SEC ↗ |
| 38 | Legacy Advisors, LLC | 50,000 | $$501K | — | +0.0% | 4Q | SEC ↗ |
| 39 | Cambridge Investment Research Advisors | 43,952 | $$441K | +3,195 | +7.8% | 8Q | SEC ↗ |
| 40 | Calamos Advisors LLC | 40,825 | $$409K | -41,164 | -50.2% | 10Q | SEC ↗ |
| 41 | HighTower Advisors, LLC | 40,806 | $$409K | -16,889 | -29.3% | 18Q | SEC ↗ |
| 42 | Alteri Wealth LLC | 39,529 | $$396K | +1,254 | +3.3% | 7Q | SEC ↗ |
| 43 | RHODES INVESTMENT ADVISORS INC /ADV | 34,250 | $$344K | -1,400 | -3.9% | 3Q | SEC ↗ |
| 44 | OpenArc Corporate Advisory, LLC | 34,146 | $$342K | — | +0.0% | 3Q | SEC ↗ |
| 45 | Henson-Edgewater Management, LLC | 33,978 | $$341K | — | +0.0% | 3Q | SEC ↗ |
| 46 | Quantedge Capital Pte Ltd | 31,261 | $$314K | +4,400 | +16.4% | 3Q | SEC ↗ |
| 47 | ROYAL BANK OF CANADA | 31,208 | $$313K | +4,319 | +16.1% | 53Q | SEC ↗ |
| 48 | Beacon Pointe Advisors, LLC | 29,643 | $$297K | +9,850 | +49.8% | 4Q | SEC ↗ |
| 49 | Ballast Rock Private Wealth LLC | 28,000 | $$281K | — | +0.0% | 3Q | SEC ↗ |
| 50 | US BANCORP \DE | 24,000 | $$241K | — | +0.0% | 2Q | SEC ↗ |
Recent Activity
New Positions (10)
| Holder | Shares | Value |
|---|---|---|
| Pathstone Holdings, LLC | 79,223 | $$795K |
| Cannell & Spears LLC | 20,000 | $$201K |
| Arax Advisory Partners | 15,500 | $$155K |
| Adalta Capital Management LLC | 15,000 | $$150K |
| Atlas Wealth LLC | 12,038 | $$121K |
| MERCER GLOBAL ADVISORS INC /ADV | 10,774 | $$108K |
| Institute for Wealth Management, LL | 4,430 | $$44K |
| Ameritas Advisory Services, LLC | 3,269 | $$33K |
| Continuum Advisory, LLC | 229 | $$2K |
| JFS WEALTH ADVISORS, LLC | 140 | $$1K |
Sold Out (16)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| WOLVERINE ASSET MANAGEMENT LLC | 63,213 | $$634K |
| Soltis Investment Advisors LLC | 18,013 | $$181K |
| Cresset Asset Management, LLC | 16,882 | $$169K |
| ADAPT WEALTH ADVISORS, LLC | 13,000 | $$130K |
| JANE STREET GROUP, LLC | 12,509 | $$125K |
| Centric Wealth Management | 12,033 | $$121K |
| CITADEL ADVISORS LLC | 10,685 | $$107K |
| SUSQUEHANNA INTERNATIONAL GROUP, LL | 10,308 | $$103K |
| Western Wealth Management, LLC | 3,750 | $$38K |
| Osbon Capital Management LLC | 1,560 | $$16K |
| Spire Wealth Management | 1,000 | $$10K |
| PROTECTIVE LIFE CORP | 885 | $$9K |
| MAI Capital Management | 800 | $$8K |
| Riverview Trust Co | 300 | $$3K |
| Sound Income Strategies, LLC | 49 | $$0K |
| Lifetime Wealth Management P.C. | 16 | $$0K |
Biggest Increases (20)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| Saba Capital Management, L.P. | +208,597 | +12.0% | 1,951,651 |
| LPL Financial LLC | +84,479 | +64.4% | 215,754 |
| IFG Advisory, LLC | +82,711 | +5074.3% | 84,341 |
| Samalin Investment Counsel, LLC | +80,048 | +84.9% | 174,324 |
| NewEdge Advisors, LLC | +59,367 | +35.1% | 228,521 |
| UBS Group AG | +51,643 | +5.8% | 946,783 |
| EVOLVE PRIVATE WEALTH, LLC | +43,839 | +216.9% | 64,054 |
| RAYMOND JAMES FINANCIAL INC | +41,250 | +21.8% | 230,830 |
| OSAIC HOLDINGS, INC. | +33,878 | +30.5% | 144,788 |
| Thomas J. Herzfeld Advisors, Inc. | +29,238 | +9.0% | 352,764 |
| Rockefeller Capital Management L.P. | +28,592 | +50.9% | 84,797 |
| COMMONWEALTH EQUITY SERVICES, LLC | +27,734 | +64.7% | 70,618 |
| Advisors Asset Management, Inc. | +24,841 | +2.8% | 901,049 |
| Cetera Investment Advisers | +15,000 | +31.4% | 62,710 |
| Invesco Ltd. | +12,895 | +5.1% | 267,509 |
| Sanctuary Advisors, LLC | +10,178 | +10.5% | 106,768 |
| Beacon Pointe Advisors, LLC | +9,850 | +49.8% | 29,643 |
| UHLMANN PRICE SECURITIES, LLC | +6,548 | +2.7% | 246,450 |
| VestGen Advisors, LLC | +6,306 | +4.1% | 160,541 |
| &PARTNERS | +5,983 | +11.2% | 59,227 |
Biggest Decreases (20)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| PRIVATE MANAGEMENT GROUP INC | -234,682 | -31.6% | 507,125 |
| CITY OF LONDON INVESTMENT MANAGEMEN | -83,723 | -2.9% | 2,781,835 |
| Focus Partners Wealth | -72,220 | -26.9% | 196,204 |
| Calamos Advisors LLC | -41,164 | -50.2% | 40,825 |
| BI Asset Management Fondsmaeglersel | -36,073 | -84.2% | 6,752 |
| BANK OF AMERICA CORP /DE | -30,694 | -0.8% | 3,796,841 |
| MORGAN STANLEY | -29,024 | -0.9% | 3,220,189 |
| AMERIPRISE FINANCIAL INC | -27,169 | -8.3% | 300,970 |
| HighTower Advisors, LLC | -16,889 | -29.3% | 40,806 |
| STIFEL FINANCIAL CORP | -11,836 | -3.7% | 310,691 |
| Integrated Wealth Concepts LLC | -10,766 | -78.5% | 2,945 |
| Stratos Wealth Advisors, LLC | -10,000 | -40.0% | 15,000 |
| Noble Wealth Management PBC | -5,529 | -7.8% | 64,921 |
| NorthRock Partners, LLC | -1,842 | -13.6% | 11,739 |
| RHODES INVESTMENT ADVISORS INC /ADV | -1,400 | -3.9% | 34,250 |
| Farther Finance Advisors, LLC | -1,035 | -24.7% | 3,148 |
| U.S. Capital Wealth Advisors, LLC | -600 | -3.7% | 15,500 |
| BFSG, LLC | -210 | -8.4% | 2,280 |
| TRUIST FINANCIAL CORP | -209 | -1.1% | 18,774 |
| NEUBERGER BERMAN GROUP LLC | -138 | -0.1% | 159,427 |