SIEB NASDAQ
Siebert Financial Corp.
1W: +1.7%
1M: -1.1%
3M: -16.8%
YTD: -49.0%
1Y: -60.5%
3Y: -19.4%
5Y: -51.8%
$1.78
-0.05 (-2.73%)
Weekly Expected Move ±6.0%
$2
$2
$2
$2
$2
Overview
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Financials
Income Statement
Cash Flow
Balance Sheet
Earnings
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Analysis
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Institutions
ETF Exposure
Dark Pool
Short Interest
Supply Chain
Institutional Ownership — SIEB
61
Institutional Holders
+10 vs prior quarter
0.0%
Ownership
+0.00pp
$6M
Total Invested
14
New Positions
11
Increased
27
Reduced
10
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (67 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | VANGUARD CAPITAL MANAGEMENT LLC NEW | 1,101,238 | $$2M | — | +0.0% | 1Q | SEC ↗ |
| 2 | BlackRock, Inc. | 779,586 | $$1M | -11,514 | -1.5% | 7Q | SEC ↗ |
| 3 | VANGUARD GROUP INC | 752,586 | $$1M | +28,611 | +4.0% | 12Q | SEC ↗ |
| 4 | GEODE CAPITAL MANAGEMENT, LLC | 435,539 | $$775K | +17,080 | +4.1% | 13Q | SEC ↗ |
| 5 | UBS Group AG | 160,593 | $$286K | +73,299 | +84.0% | 6Q | SEC ↗ |
| 6 | Cetera Investment Advisers | 146,459 | $$261K | -5,609 | -3.7% | 8Q | SEC ↗ |
| 7 | STATE STREET CORP | 144,234 | $$257K | — | +0.0% | 13Q | SEC ↗ |
| 8 | NORTHERN TRUST CORP | 138,625 | $$247K | +10,216 | +8.0% | 13Q | SEC ↗ |
| 9 | VANGUARD FIDUCIARY TRUST CO NEW | 112,895 | $$201K | — | +0.0% | 1Q | SEC ↗ |
| 10 | STRS OHIO | 84,200 | $$150K | — | +0.0% | 4Q | SEC ↗ |
| 11 | VANGUARD PORTFOLIO MANAGEMENT LLC NEW | 80,715 | $$144K | — | +0.0% | 1Q | SEC ↗ |
| 12 | BRIDGEWAY CAPITAL MANAGEMENT, LLC | 57,260 | $$102K | -6,800 | -10.6% | 4Q | SEC ↗ |
| 13 | Focus Partners Wealth | 36,488 | $$65K | +99 | +0.3% | 7Q | SEC ↗ |
| 14 | GOLDMAN SACHS GROUP INC | 36,068 | $$64K | -44,198 | -55.1% | 4Q | SEC ↗ |
| 15 | Bank of New York Mellon Corp | 35,736 | $$64K | -793 | -2.2% | 4Q | SEC ↗ |
| 16 | CHARLES SCHWAB INVESTMENT MANAGEMENT I | 35,189 | $$63K | — | +0.0% | 4Q | SEC ↗ |
| 17 | DIMENSIONAL FUND ADVISORS LP | 34,841 | $$62K | -27,509 | -44.1% | 4Q | SEC ↗ |
| 18 | DEUTSCHE BANK AG | 32,823 | $$58K | — | +0.0% | 3Q | SEC ↗ |
| 19 | PANAGORA ASSET MANAGEMENT INC | 32,765 | $$58K | -38 | -0.1% | 4Q | SEC ↗ |
| 20 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 28,665 | $$51K | +13,332 | +86.9% | 2Q | SEC ↗ |
| 21 | RENAISSANCE TECHNOLOGIES LLC | 21,800 | $$39K | -100 | -0.5% | 8Q | SEC ↗ |
| 22 | NEW YORK STATE COMMON RETIREMENT FUND | 21,600 | $$38K | — | +0.0% | 4Q | SEC ↗ |
| 23 | Nuveen, LLC | 18,282 | $$33K | — | +0.0% | 4Q | SEC ↗ |
| 24 | RHUMBLINE ADVISERS | 17,798 | $$32K | -137 | -0.8% | 4Q | SEC ↗ |
| 25 | MORGAN STANLEY | 17,133 | $$30K | +4,132 | +31.8% | 12Q | SEC ↗ |
| 26 | WELLS FARGO & COMPANY/MN | 15,818 | $$28K | +5,198 | +48.9% | 12Q | SEC ↗ |
| 27 | Williams & Novak, LLC NEW | 15,800 | $$28K | — | +0.0% | 1Q | SEC ↗ |
| 28 | AMERICAN CENTURY COMPANIES INC | 13,088 | $$23K | -10,376 | -44.2% | 3Q | SEC ↗ |
| 29 | BANK OF AMERICA CORP /DE | 12,156 | $$22K | +2,484 | +25.7% | 13Q | SEC ↗ |
| 30 | OSAIC HOLDINGS, INC. | 10,930 | $$19K | +5,400 | +97.6% | 13Q | SEC ↗ |
| 31 | Vanguard Global Advisers, LLC NEW | 9,447 | $$17K | — | +0.0% | 1Q | SEC ↗ |
| 32 | Police & Firemen's Retirement System o | 8,543 | $$15K | — | +0.0% | 3Q | SEC ↗ |
| 33 | Tower Research Capital LLC (TRC) | 7,839 | $$14K | +5,065 | +182.6% | 4Q | SEC ↗ |
| 34 | MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | 6,832 | $$12K | +170 | +2.6% | 4Q | SEC ↗ |
| 35 | JPMORGAN CHASE & CO | 6,244 | $$11K | -8,768 | -58.4% | 12Q | SEC ↗ |
| 36 | ROYAL BANK OF CANADA | 4,754 | $$8K | +205 | +4.5% | 4Q | SEC ↗ |
| 37 | FMR LLC | 4,531 | $$8K | +2,917 | +180.7% | 4Q | SEC ↗ |
| 38 | BNP PARIBAS FINANCIAL MARKETS | 3,138 | $$6K | -2 | -0.1% | 13Q | SEC ↗ |
| 39 | BARCLAYS PLC | 3,018 | $$5K | -19,165 | -86.4% | 4Q | SEC ↗ |
| 40 | Ameritas Investment Partners, Inc. | 1,444 | $$3K | — | +0.0% | 4Q | SEC ↗ |
| 41 | Legal & General Group Plc | 1,282 | $$2K | — | +0.0% | 4Q | SEC ↗ |
| 42 | CITIGROUP INC | 1,264 | $$2K | +1,055 | +504.8% | 3Q | SEC ↗ |
| 43 | Russell Investments Group, Ltd. | 1,171 | $$2K | -63 | -5.1% | 3Q | SEC ↗ |
| 44 | CWM, LLC NEW | 735 | $$1K | — | +0.0% | 1Q | SEC ↗ |
| 45 | Sterling Capital Management LLC | 430 | $$1K | -455 | -51.4% | 4Q | SEC ↗ |
| 46 | EverSource Wealth Advisors, LLC NEW | 263 | $$0K | — | +0.0% | 1Q | SEC ↗ |
| 47 | Essential Partners LLC NEW | 137 | $$0K | — | +0.0% | 1Q | SEC ↗ |
| 48 | Allworth Financial LP NEW | 27 | $$0K | — | +0.0% | 1Q | SEC ↗ |
| 49 | SIMPLEX TRADING, LLC | 25 | $$0K | -10 | -28.6% | 3Q | SEC ↗ |
| 50 | IFP Advisors, Inc NEW | 11 | $$0K | — | +0.0% | 1Q | SEC ↗ |
Recent Activity
New Positions (14)
| Holder | Shares | Value |
|---|---|---|
| VANGUARD CAPITAL MANAGEMENT LLC | 1,101,238 | $$2M |
| VANGUARD FIDUCIARY TRUST CO | 112,895 | $$201K |
| VANGUARD PORTFOLIO MANAGEMENT LLC | 80,715 | $$144K |
| Williams & Novak, LLC | 15,800 | $$28K |
| Vanguard Global Advisers, LLC | 9,447 | $$17K |
| CWM, LLC | 735 | $$1K |
| EverSource Wealth Advisors, LLC | 263 | $$0K |
| Essential Partners LLC | 137 | $$0K |
| Allworth Financial LP | 27 | $$0K |
| IFP Advisors, Inc | 11 | $$0K |
| True Wealth Design, LLC | 4 | $$0K |
| Farther Finance Advisors, LLC | 3 | $$0K |
| ROTHSCHILD INVESTMENT LLC | 2 | $$0K |
| MAI Capital Management | 2 | $$0K |
Sold Out (12)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| NAVELLIER & ASSOCIATES INC | 68,326 | $$122K |
| OCCUDO QUANTITATIVE STRATEGIES LP | 21,995 | $$39K |
| WINTON GROUP Ltd | 19,336 | $$34K |
| JANE STREET GROUP, LLC | 16,373 | $$29K |
| Kapitalo Investimentos Ltda | 11,275 | $$20K |
| LOS ANGELES CAPITAL MANAGEMENT LLC | 10,760 | $$19K |
| Invesco Ltd. | 10,655 | $$19K |
| Byrne Asset Management LLC | 3,370 | $$6K |
| RAYMOND JAMES FINANCIAL INC | 3,057 | $$5K |
| CALIFORNIA STATE TEACHERS RETIREMEN | 872 | $$2K |
| AMALGAMATED BANK | 444 | $$1K |
| SBI Securities Co., Ltd. | 2 | $$0K |
Biggest Increases (15)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| UBS Group AG | +73,299 | +84.0% | 160,593 |
| VANGUARD GROUP INC | +28,611 | +4.0% | 752,586 |
| GEODE CAPITAL MANAGEMENT, LLC | +17,080 | +4.1% | 435,539 |
| SUSQUEHANNA INTERNATIONAL GROUP, LL | +13,332 | +86.9% | 28,665 |
| NORTHERN TRUST CORP | +10,216 | +8.0% | 138,625 |
| OSAIC HOLDINGS, INC. | +5,400 | +97.6% | 10,930 |
| WELLS FARGO & COMPANY/MN | +5,198 | +48.9% | 15,818 |
| Tower Research Capital LLC (TRC) | +5,065 | +182.6% | 7,839 |
| MORGAN STANLEY | +4,132 | +31.8% | 17,133 |
| FMR LLC | +2,917 | +180.7% | 4,531 |
| BANK OF AMERICA CORP /DE | +2,484 | +25.7% | 12,156 |
| CITIGROUP INC | +1,055 | +504.8% | 1,264 |
| ROYAL BANK OF CANADA | +205 | +4.5% | 4,754 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Lt | +170 | +2.6% | 6,832 |
| Focus Partners Wealth | +99 | +0.3% | 36,488 |
Biggest Decreases (17)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| GOLDMAN SACHS GROUP INC | -44,198 | -55.1% | 36,068 |
| DIMENSIONAL FUND ADVISORS LP | -27,509 | -44.1% | 34,841 |
| BARCLAYS PLC | -19,165 | -86.4% | 3,018 |
| BlackRock, Inc. | -11,514 | -1.5% | 779,586 |
| AMERICAN CENTURY COMPANIES INC | -10,376 | -44.2% | 13,088 |
| JPMORGAN CHASE & CO | -8,768 | -58.4% | 6,244 |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | -6,800 | -10.6% | 57,260 |
| Cetera Investment Advisers | -5,609 | -3.7% | 146,459 |
| Bank of New York Mellon Corp | -793 | -2.2% | 35,736 |
| Sterling Capital Management LLC | -455 | -51.4% | 430 |
| RHUMBLINE ADVISERS | -137 | -0.8% | 17,798 |
| RENAISSANCE TECHNOLOGIES LLC | -100 | -0.5% | 21,800 |
| Russell Investments Group, Ltd. | -63 | -5.1% | 1,171 |
| PANAGORA ASSET MANAGEMENT INC | -38 | -0.1% | 32,765 |
| SIMPLEX TRADING, LLC | -10 | -28.6% | 25 |
| BNP PARIBAS FINANCIAL MARKETS | -2 | -0.1% | 3,138 |
| PNC FINANCIAL SERVICES GROUP, INC. | -1 | -10.0% | 9 |