SIEB NASDAQ
Siebert Financial Corp.
1W: -0.9%
1M: -11.4%
3M: +29.0%
YTD: -39.3%
1Y: -23.8%
3Y: +6.3%
5Y: -35.7%
$2.20
+0.02 (+0.92%)
Weekly Expected Move ±9.5%
$2
$2
$2
$2
$3
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18 relationships18
As Filer
counterparties named
0
As Counterparty
mentioned by others
4
Rel. Types
2021-11-17
Earliest Filing
2023-12-20
Latest Filing
partner: 11
investor: 3
acquirer: 2
target: 2
Counterparties (Filed by SIEB)
18 relationshipsCompanies named in SIEB's SEC 8-K filings as business counterparties.
| Counterparty | Ticker | Relationship | Summary | Filing Date | SEC |
|---|---|---|---|---|---|
| Kakaopay Corporation | — | investor | Counterparty in Settlement Agreement and Stockholders' Agreement regarding termination of stock purchase and fee payment | 2023-12-20 | View |
| Muriel Siebert & Co., Inc. | — | partner | Counterparty in Settlement Agreement and Foreign Broker-Dealer Fee Sharing Agreement | 2023-12-20 | View |
| Tigress Holdings, LLC | — | partner | Party to reorganization agreement restructuring membership interests with RISE and Siebert Financial | 2022-10-21 | View |
| RISE Financial Services, LLC | — | partner | Party to reorganization agreement restructuring membership interests with Tigress Holdings and Siebert Financial | 2022-10-21 | View |
| Siebert Financial Corp. | SIEB | partner | Party to reorganization agreement restructuring membership interests with Tigress Holdings and RISE | 2022-10-21 | View |
| Gloria Gebbia | — | investor | Recipient of Tigress Holdings membership interests transferred by Siebert Financial | 2022-10-21 | View |
| Tigress Financial Partners, LLC | — | partner | Entity assigned rights to prospective prime brokerage customers of RISE | 2022-10-21 | View |
| Hedge Connection, Inc. | — | partner | Entity whose introduced customers generate revenue shared with RISE under Tigress Financial | 2022-10-21 | View |
| Mitchell Silberberg & Knupp LLP | — | partner | Law firm receiving required copies of notices for RISE and Siebert Financial | 2022-10-21 | View |
| JonesTrading Institutional Services LLC | — | partner | Agent for the sale of Placement Shares | 2022-05-27 | View |
| Siebert Financial Corp. | SIEB | acquirer | Company exchanging debt for LLC membership interests | 2022-04-06 | View |
| RISE Financial Services, LLC | — | target | LLC whose membership interests are the subject of the exchange | 2022-04-06 | View |
| Hedge Connection Inc. | — | target | Company selling stock and technology license to RISE Financial | 2022-01-27 | View |
| RISE Financial Services, LLC | — | acquirer | Company acquiring stock, option, and technology license from Hedge Connection Inc. | 2022-01-27 | View |
| Lisa Vioni | — | investor | Individual selling stock option to RISE Financial | 2022-01-27 | View |
| Tigress Holdings, LLC | — | partner | Contributes 24% membership interests in Tigress Holdings to Siebert Financial in exchange for common stock and WPS Prime | 2021-11-17 | View |
| WPS Prime Services, LLC | — | partner | Contributes 24% membership interests in WPS Prime to Tigress Holdings in exchange for Tigress Holdings interests and cas | 2021-11-17 | View |
| Siebert Financial Corp. | SIEB | partner | Issues common stock to Tigress Holdings in exchange for 24% membership interests in Tigress Holdings and WPS Prime inter | 2021-11-17 | View |
Recent 8-K Filings (20)
| Filing Date | Description | Type | SEC |
|---|---|---|---|
| 2026-09-25 | Officer/Director Change; Exhibits | View | |
| 2025-11-21 | Submission of Matters to a Vote of Security Holders | View | |
| 2025-10-31 | Entry into Material Definitive Agreement; Financial Statements and Exhibits | Agreement | View |
| 2025-06-27 | Entry into Material Definitive Agreement; Financial Statements and Exhibits | Agreement | View |
| 2025-04-10 | Other Events; Financial Statements and Exhibits | View | |
| 2024-12-19 | Entry into Material Definitive Agreement; Creation of Direct Financial Obligation; Financial Stateme | Agreement | View |
| 2024-11-05 | Submission of Matters to a Vote of Security Holders | View | |
| 2024-08-20 | Entry into Material Definitive Agreement; Creation of Direct Financial Obligation; Financial Stateme | Agreement | View |
| 2024-07-26 | Changes in Registrant's Certifying Accountant; Financial Statements and Exhibits | View | |
| 2024-05-16 | Changes in Registrant's Certifying Accountant; Financial Statements and Exhibits | View | |
| 2024-04-24 | Notice of Delisting or Transfer; Regulation FD Disclosure; Financial Statements and Exhibits | View | |
| 2024-04-10 | Submission of Matters to a Vote of Security Holders | View | |
| 2024-01-12 | Notice of Delisting or Transfer; Financial Statements and Exhibits | View | |
| 2023-12-20 | Entry into Material Definitive Agreement; Termination of Material Definitive Agreement; Material Mod | Agreement | View |
| 2023-11-13 | Results of Operations and Financial Condition; Other Events; Financial Statements and Exhibits | View | |
| 2023-07-14 | Entry into Material Definitive Agreement; Financial Statements and Exhibits | Agreement | View |
| 2023-05-30 | Departure/Election of Directors; Appointment of Officers; Financial Statements and Exhibits | View | |
| 2023-05-24 | Other Events; Financial Statements and Exhibits | View | |
| 2022-12-06 | Submission of Matters to a Vote of Security Holders | View | |
| 2022-10-21 | Entry into Material Definitive Agreement; Departure/Election of Directors; Appointment of Officers; | Agreement | View |
Data extracted from SEC EDGAR 8-K filings using NLP. Relationships are as disclosed in filing text.
Covers 2021–2026. View on SEC EDGAR