$630.60

+12.79 (+2.07%)

Weekly Expected Move ±4.4%

$575 $603 $631 $658 $686

ETF NASDAQ · AUM $79.5B

Overview Chart Holdings Changes Technicals Analysis Peers Institutions Dark Pool Short Interest Dividends Weather

Institutional Ownership — SMH

1,696

Institutional Holders

+268 vs prior quarter

0.0%

Ownership

+0.00pp

38B

Total Invested

345

New Positions

504

Increased

554

Reduced

Closed

2.30

Put/Call Ratio

Ownership Trends

Top Institutional Holders (1693 total)

#	Holder	Shares	Value	Change	Change %	Holding Period	Filing
1	BANK OF AMERICA CORP /DE	9,557,301	6.0B	-902,168	-8.6%	15Q	SEC ↗
2	MORGAN STANLEY	4,074,538	2.6B	-1,388,334	-25.4%	41Q	SEC ↗
3	GOLDMAN SACHS GROUP INC	3,960,836	2.5B	+3,316,040	+514.3%	15Q	SEC ↗
4	LPL Financial LLC	2,887,567	1.8B	+62,867	+2.2%	41Q	SEC ↗
5	BNP PARIBAS FINANCIAL MARKETS	1,677,290	1.1B	+544,776	+48.1%	41Q	SEC ↗
6	SUSQUEHANNA INTERNATIONAL GROUP, LLP	1,568,830	989M	+1,110,008	+241.9%	29Q	SEC ↗
7	BARCLAYS PLC	1,360,781	858M	+1,169,938	+613.0%	41Q	SEC ↗
8	JPMORGAN CHASE & CO	1,297,218	818M	-522,067	-28.7%	41Q	SEC ↗
9	UBS Group AG	1,294,421	816M	-48,280	-3.6%	41Q	SEC ↗
10	Jasper Ridge Partners, L.P. NEW	1,117,575	705M	—	+0.0%	1Q	SEC ↗
11	Migdal Insurance & Financial Holdings	992,691	626M	+232,244	+30.5%	10Q	SEC ↗
12	WELLS FARGO & COMPANY/MN	980,517	618M	+61,544	+6.7%	41Q	SEC ↗
13	HEALTHCARE OF ONTARIO PENSION PLAN TRU	920,000	580M	+820,000	+820.0%	27Q	SEC ↗
14	ROYAL BANK OF CANADA	844,815	533M	+288,543	+51.9%	41Q	SEC ↗
15	CITIGROUP INC	820,261	517M	-114,094	-12.2%	41Q	SEC ↗
16	Clal Insurance Enterprises Holdings Lt	795,000	501M	+225,000	+39.5%	5Q	SEC ↗
17	MENORA MIVTACHIM HOLDINGS LTD.	779,200	491M	-417,160	-34.9%	14Q	SEC ↗
18	ENVESTNET ASSET MANAGEMENT INC	739,031	466M	-7,187	-1.0%	24Q	SEC ↗
19	RAYMOND JAMES FINANCIAL INC	634,630	400M	+13,647	+2.2%	7Q	SEC ↗
20	MEITAV INVESTMENT HOUSE LTD	613,486	387M	-291,940	-32.2%	22Q	SEC ↗
21	Saudi Central Bank	602,006	380M	—	+0.0%	5Q	SEC ↗
22	Focus Partners Wealth	588,682	371M	+495,245	+530.0%	11Q	SEC ↗
23	Cerity Partners OCIO LLC NEW	577,281	364M	—	+0.0%	1Q	SEC ↗
24	NORTHWESTERN MUTUAL WEALTH MANAGEMENT	539,026	340M	+3,745	+0.7%	34Q	SEC ↗
25	Cetera Investment Advisers	522,174	329M	+10,551	+2.1%	25Q	SEC ↗
26	PRUDENTIAL PLC	472,312	298M	+318,842	+207.8%	3Q	SEC ↗
27	RiverFront Investment Group, LLC	441,124	278M	+13,770	+3.2%	10Q	SEC ↗
28	JANE STREET GROUP, LLC	384,578	243M	+292,777	+318.9%	2Q	SEC ↗
29	OSAIC HOLDINGS, INC.	357,849	226M	+39,583	+12.4%	26Q	SEC ↗
30	Quadrature Capital Ltd NEW	347,669	219M	—	+0.0%	1Q	SEC ↗
31	Harel Insurance Investments & Financia	347,156	219M	-187,112	-35.0%	10Q	SEC ↗
32	AMERIPRISE FINANCIAL INC	297,998	188M	-64,138	-17.7%	16Q	SEC ↗
33	Balyasny Asset Management L.P.	293,759	185M	+271,028	+1192.3%	7Q	SEC ↗
34	Rockefeller Capital Management L.P.	283,483	179M	-20,050	-6.6%	26Q	SEC ↗
35	MML INVESTORS SERVICES, LLC	282,670	178M	+23,941	+9.3%	34Q	SEC ↗
36	SCHRODER INVESTMENT MANAGEMENT GROUP NEW	254,408	160M	—	+0.0%	1Q	SEC ↗
37	JONES FINANCIAL COMPANIES LLLP	239,789	151M	+46,338	+24.0%	18Q	SEC ↗
38	Cambridge Investment Research Advisors	205,405	130M	+11,708	+6.0%	39Q	SEC ↗
39	MILLENNIUM MANAGEMENT LLC NEW	203,071	128M	—	+0.0%	1Q	SEC ↗
40	Howard Capital Management, LLC	197,200	124M	—	+0.0%	2Q	SEC ↗
41	COMMONWEALTH EQUITY SERVICES, LLC	189,914	120M	+2,256	+1.2%	32Q	SEC ↗
42	Portfolio Strategies, Inc.	175,468	111M	+12,177	+7.5%	27Q	SEC ↗
43	Woodline Partners LP	172,111	109M	+134,888	+362.4%	9Q	SEC ↗
44	BlueCrest Capital Management Ltd	167,000	105M	+159,500	+2126.7%	2Q	SEC ↗
45	Private Advisor Group, LLC	164,599	104M	+1,499	+0.9%	14Q	SEC ↗
46	Mirae Asset Global Investments Co., Lt	159,429	101M	-51,231	-24.3%	14Q	SEC ↗
47	MIRAE ASSET SECURITIES (USA) INC. NEW	150,502	95M	—	+0.0%	1Q	SEC ↗
48	Kestra Advisory Services, LLC	137,546	87M	-7,812	-5.4%	24Q	SEC ↗
49	SG Americas Securities, LLC	131,286	83M	+60,498	+85.5%	9Q	SEC ↗
50	Fisher Asset Management, LLC	126,330	80M	-18,245	-12.6%	31Q	SEC ↗

Recent Activity

New Positions (20)

Holder	Shares	Value
Jasper Ridge Partners, L.P.	1,117,575	705M
Cerity Partners OCIO LLC	577,281	364M
Quadrature Capital Ltd	347,669	219M
SCHRODER INVESTMENT MANAGEMENT GROU	254,408	160M
MILLENNIUM MANAGEMENT LLC	203,071	128M
MIRAE ASSET SECURITIES (USA) INC.	150,502	95M
Holocene Advisors, LP	120,000	76M
TRB Advisors LP	100,000	63M
Elo Mutual Pension Insurance Co	92,560	58M
Jain Global LLC	89,894	57M
Performance Wealth Partners, LLC	69,835	44M
ADAPT Investment Managers SA	63,911	40M
M & L Capital Management Ltd	59,100	37M
Daiichi Life Insurance Co., Ltd.	57,632	36M
Centiva Capital, LP	56,684	36M
WELLINGTON MANAGEMENT GROUP LLP	46,274	29M
MKP Capital Management, L.L.C.	43,900	28M
University of Wisconsin Foundation	43,838	28M
Hudson Bay Capital Management LP	37,960	24M
Stonebridge Financial Group, LLC/CA	33,528	21M

Sold Out (20)

Holder	Prev Shares	Prev Value
Hel Ved Capital Management Ltd	536,200	338M
RENAISSANCE TECHNOLOGIES LLC	369,487	233M
Squarepoint Ops LLC	351,287	222M
D. E. Shaw & Co., Inc.	199,461	126M
Gemsstock Ltd.	99,800	63M
SIMPLEX TRADING, LLC	93,701	59M
TWO SIGMA INVESTMENTS, LP	92,301	58M
HRT FINANCIAL LP	90,747	57M
Main Management ETF Advisors, LLC	67,846	43M
CTC LLC	64,420	41M
Agave Capital Management Ltd	62,958	40M
Third Point LLC	40,000	25M
ARP Global Capital Ltd	28,452	18M
O'Connor Alternative Investments LL	27,500	17M
Situational Awareness LP	26,950	17M
Mivtachim The Workers Social Insura	25,200	16M
Quantitative Investment Management,	16,290	10M
Power Alpha Investment Ltd	15,000	9M
SIG BROKERAGE, LP	13,652	9M
Schonfeld Strategic Advisors LLC	12,447	8M

Biggest Increases (20)

Holder	Added	Change %	Total Shares
GOLDMAN SACHS GROUP INC	+3,316,040	+514.3%	3,960,836
BARCLAYS PLC	+1,169,938	+613.0%	1,360,781
SUSQUEHANNA INTERNATIONAL GROUP, LL	+1,110,008	+241.9%	1,568,830
HEALTHCARE OF ONTARIO PENSION PLAN	+820,000	+820.0%	920,000
BNP PARIBAS FINANCIAL MARKETS	+544,776	+48.1%	1,677,290
Focus Partners Wealth	+495,245	+530.0%	588,682
PRUDENTIAL PLC	+318,842	+207.8%	472,312
JANE STREET GROUP, LLC	+292,777	+318.9%	384,578
ROYAL BANK OF CANADA	+288,543	+51.9%	844,815
Balyasny Asset Management L.P.	+271,028	+1192.3%	293,759
Migdal Insurance & Financial Holdin	+232,244	+30.5%	992,691
Clal Insurance Enterprises Holdings	+225,000	+39.5%	795,000
BlueCrest Capital Management Ltd	+159,500	+2126.7%	167,000
Woodline Partners LP	+134,888	+362.4%	172,111
LMR Partners LLP	+123,730	+12373000.0%	123,731
Wealthspire Advisors, LLC	+113,440	+1853.0%	119,562
LPL Financial LLC	+62,867	+2.2%	2,887,567
WELLS FARGO & COMPANY/MN	+61,544	+6.7%	980,517
SG Americas Securities, LLC	+60,498	+85.5%	131,286
SBI Securities Co., Ltd.	+59,573	+175.6%	93,493

Biggest Decreases (20)

Holder	Reduced	Change %	Total Shares
Oasis Advisors, LLC	-2,127,327	-99.3%	16,029
MORGAN STANLEY	-1,388,334	-25.4%	4,074,538
BANK OF AMERICA CORP /DE	-902,168	-8.6%	9,557,301
JPMORGAN CHASE & CO	-522,067	-28.7%	1,297,218
MENORA MIVTACHIM HOLDINGS LTD.	-417,160	-34.9%	779,200
MEITAV INVESTMENT HOUSE LTD	-291,940	-32.2%	613,486
Harel Insurance Investments & Finan	-187,112	-35.0%	347,156
MARSHALL WACE, LLP	-171,386	-97.0%	5,371
CITIGROUP INC	-114,094	-12.2%	820,261
Cornerstone Advisors, LLC	-97,318	-54.8%	80,177
J.Safra Asset Management Corp	-89,894	-79.1%	23,708
AMERIPRISE FINANCIAL INC	-64,138	-17.7%	297,998
Horizon Wealth Management, LLC	-59,888	-92.8%	4,634
Mariner, LLC	-53,506	-49.7%	54,060
Moss Adams Wealth Advisors LLC	-52,972	-30.5%	120,494
Mirae Asset Global Investments Co.,	-51,231	-24.3%	159,429
UBS Group AG	-48,280	-3.6%	1,294,421
Jackson Wealth Management, LLC	-47,559	-94.8%	2,611
ALTFEST L J & CO INC	-40,638	-84.0%	7,744
University of Illinois Foundation	-38,213	-48.8%	40,031

SMH Institutional Ownership

Institutional Ownership — SMH

Ownership Trends

Top Institutional Holders (1693 total)

Recent Activity

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