$6.38

+0.06 (+0.95%)

Weekly Expected Move ±1.7%

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ETF AMEX · AUM $1.8B

Overview Holdings Changes Technicals Analysis Peers Institutions Dark Pool Short Interest Weather

Institutional Ownership — CLM

160

Institutional Holders

+11 vs prior quarter

0.0%

Ownership

+0.00pp

334M

Total Invested

New Positions

Increased

Reduced

Closed

0.00

Put/Call Ratio

Ownership Trends

Top Institutional Holders (171 total)

#	Holder	Shares	Value	Change	Change %	Holding Period	Filing
1	Alpine Global Management, LLC	6,833,682	44M	+19,350	+0.3%	17Q	SEC ↗
2	BOOTHBAY FUND MANAGEMENT, LLC	6,736,737	43M	-7,816	-0.1%	16Q	SEC ↗
3	PFG Investments, LLC	4,492,919	29M	+369,888	+9.0%	10Q	SEC ↗
4	Quarry LP	3,476,236	22M	-13,028	-0.4%	11Q	SEC ↗
5	Sculptor Capital LP	3,325,694	21M	+182,105	+5.8%	5Q	SEC ↗
6	OSAIC HOLDINGS, INC.	3,016,078	19M	-232,935	-7.2%	26Q	SEC ↗
7	LPL Financial LLC	2,586,106	16M	+164,576	+6.8%	35Q	SEC ↗
8	Warberg Asset Management LLC	1,836,581	12M	+794,646	+76.3%	2Q	SEC ↗
9	Cetera Investment Advisers	1,558,231	10M	+202,853	+15.0%	11Q	SEC ↗
10	Cable Car Capital, LP	1,274,106	8M	+24,107	+1.9%	11Q	SEC ↗
11	Cambridge Investment Research Advisors	1,093,299	7M	+53,369	+5.1%	33Q	SEC ↗
12	Almitas Capital LLC	661,789	4M	+219,775	+49.7%	2Q	SEC ↗
13	COHEN & STEERS, INC.	629,931	4M	—	+0.0%	11Q	SEC ↗
14	MORGAN STANLEY	560,243	4M	-94,696	-14.5%	47Q	SEC ↗
15	WJ Financial Advisors LLC	503,994	3M	+59,079	+13.3%	4Q	SEC ↗
16	Perennial Investment Advisors, LLC	484,530	3M	+8,764	+1.8%	14Q	SEC ↗
17	RAYMOND JAMES FINANCIAL INC	388,773	2M	+11,693	+3.1%	7Q	SEC ↗
18	Stratos Wealth Partners, LTD.	333,993	2M	-8,518	-2.5%	7Q	SEC ↗
19	COMMONWEALTH EQUITY SERVICES, LLC	319,209	2M	+24,781	+8.4%	22Q	SEC ↗
20	Yakira Capital Management, Inc.	311,396	2M	+4,684	+1.5%	11Q	SEC ↗
21	Creative Planning	277,113	2M	+74,184	+36.6%	19Q	SEC ↗
22	Kovack Advisors, Inc.	233,414	1M	+89,125	+61.8%	3Q	SEC ↗
23	J.W. COLE ADVISORS, INC. NEW	211,424	1M	—	+0.0%	1Q	SEC ↗
24	Baird Financial Group, Inc.	178,155	1M	+18,542	+11.6%	30Q	SEC ↗
25	WINEBRENNER CAPITAL MANAGEMENT LLC	158,000	1M	+200	+0.1%	7Q	SEC ↗
26	StoneX Group Inc.	151,920	969K	-3,204	-2.1%	11Q	SEC ↗
27	Thrivent Financial for Lutherans	145,939	931K	—	+0.0%	18Q	SEC ↗
28	CREATIVE FINANCIAL DESIGNS INC /ADV	132,993	848K	+39,011	+41.5%	25Q	SEC ↗
29	INDEPENDENT FINANCIAL GROUP, LLC NEW	111,901	714K	—	+0.0%	1Q	SEC ↗
30	Aptus Capital Advisors, LLC	110,719	706K	+2,032	+1.9%	17Q	SEC ↗
31	Marex Group Ltd NEW	109,968	702K	—	+0.0%	1Q	SEC ↗
32	Savvy Advisors, Inc.	107,590	686K	+100	+0.1%	3Q	SEC ↗
33	Advisory Solutions Group, LLC NEW	97,879	624K	—	+0.0%	1Q	SEC ↗
34	AE Wealth Management LLC	92,708	591K	+39,541	+74.4%	5Q	SEC ↗
35	Encompass More Asset Management	89,506	571K	+8,560	+10.6%	8Q	SEC ↗
36	XTX Topco Ltd	88,603	565K	+59,935	+209.1%	2Q	SEC ↗
37	Focus Partners Wealth	83,516	533K	-7,351	-8.1%	3Q	SEC ↗
38	CreativeOne Wealth, LLC	79,026	504K	+2,212	+2.9%	5Q	SEC ↗
39	Mirador Capital Partners LP NEW	78,738	502K	—	+0.0%	1Q	SEC ↗
40	BENJAMIN EDWARDS INC	74,406	475K	+1,819	+2.5%	8Q	SEC ↗
41	Garden State Investment Advisory Servi	65,260	416K	+8,000	+14.0%	15Q	SEC ↗
42	Private Advisor Group, LLC	62,116	396K	+7,508	+13.7%	32Q	SEC ↗
43	CoreCap Advisors, LLC	59,850	382K	+40,674	+212.1%	10Q	SEC ↗
44	ENVESTNET ASSET MANAGEMENT INC	59,467	379K	+8,684	+17.1%	19Q	SEC ↗
45	HighTower Advisors, LLC	59,049	377K	-6,868	-10.4%	7Q	SEC ↗
46	STIFEL FINANCIAL CORP	58,350	372K	+7,616	+15.0%	13Q	SEC ↗
47	Prospera Financial Services Inc	54,917	350K	-31,756	-36.6%	21Q	SEC ↗
48	Dynamic Advisor Solutions LLC	54,125	345K	+5,327	+10.9%	23Q	SEC ↗
49	Kestra Advisory Services, LLC	51,892	331K	-328	-0.6%	7Q	SEC ↗
50	TORONTO DOMINION BANK	50,000	319K	-200	-0.4%	5Q	SEC ↗

Recent Activity

New Positions (20)

Holder	Shares	Value
J.W. COLE ADVISORS, INC.	211,424	1M
INDEPENDENT FINANCIAL GROUP, LLC	111,901	714K
Marex Group Ltd	109,968	702K
Advisory Solutions Group, LLC	97,879	624K
Mirador Capital Partners LP	78,738	502K
OneAscent Family Office, LLC	44,268	282K
Foundations Investment Advisors, LL	30,479	194K
BIP Wealth, LLC	20,898	133K
Clear Street Group Inc.	20,493	131K
PRIVATE TRUST CO NA	14,514	93K
BLUEDOOR PRIVATE WEALTH, LLC	13,916	89K
TWO SIGMA SECURITIES, LLC	13,184	84K
RMR Wealth Builders	12,560	80K
Taylor Securities Services, Inc.	10,487	67K
Lido Advisors, LLC	10,482	67K
EVERETT HARRIS & CO /CA	10,205	65K
Highland Investment Advisors LLC	8,161	52K
COMPASS FINANCIAL MANAGEMENT LLC	6,960	44K
Corsicana & Co.	3,700	24K
LifeSteps Financial, Inc.	3,000	19K

Sold Out (20)

Holder	Prev Shares	Prev Value
SIT INVESTMENT ASSOCIATES INC	158,042	1M
JANE STREET GROUP, LLC	91,952	587K
Independent Advisor Alliance	37,072	237K
MARK SHEPTOFF FINANCIAL PLANNING, L	34,913	223K
Cerity Partners LLC	30,067	192K
Pasadena Private Wealth, LLC	23,661	151K
HOWE & RUSLING INC	20,142	129K
GOLDMAN SACHS GROUP INC	15,000	96K
CIBC WORLD MARKET INC.	12,654	81K
MONEY CONCEPTS CAPITAL CORP	10,601	68K
MILLENNIUM MANAGEMENT LLC	10,171	65K
Sound Income Strategies, LLC	4,864	31K
BANK OF AMERICA CORP /DE	3,895	25K
Ascentis Independent Advisors	3,304	21K
ROYAL BANK OF CANADA	2,943	19K
Garton & Associates Financial Advis	2,500	16K
Parallel Advisors, LLC	1,941	12K
Western Wealth Management, LLC	1,052	7K
MAI Capital Management	600	4K
Parvin Asset Management, LLC	67	0K

Biggest Increases (20)

Holder	Added	Change %	Total Shares
Warberg Asset Management LLC	+794,646	+76.3%	1,836,581
PFG Investments, LLC	+369,888	+9.0%	4,492,919
Almitas Capital LLC	+219,775	+49.7%	661,789
Cetera Investment Advisers	+202,853	+15.0%	1,558,231
Sculptor Capital LP	+182,105	+5.8%	3,325,694
LPL Financial LLC	+164,576	+6.8%	2,586,106
Kovack Advisors, Inc.	+89,125	+61.8%	233,414
Creative Planning	+74,184	+36.6%	277,113
XTX Topco Ltd	+59,935	+209.1%	88,603
WJ Financial Advisors LLC	+59,079	+13.3%	503,994
Cambridge Investment Research Advis	+53,369	+5.1%	1,093,299
CoreCap Advisors, LLC	+40,674	+212.1%	59,850
AE Wealth Management LLC	+39,541	+74.4%	92,708
CREATIVE FINANCIAL DESIGNS INC /ADV	+39,011	+41.5%	132,993
COMMONWEALTH EQUITY SERVICES, LLC	+24,781	+8.4%	319,209
Cable Car Capital, LP	+24,107	+1.9%	1,274,106
Alpine Global Management, LLC	+19,350	+0.3%	6,833,682
Mariner, LLC	+19,324	+147.2%	32,449
Baird Financial Group, Inc.	+18,542	+11.6%	178,155
RAYMOND JAMES FINANCIAL INC	+11,693	+3.1%	388,773

Biggest Decreases (20)

Holder	Reduced	Change %	Total Shares
OSAIC HOLDINGS, INC.	-232,935	-7.2%	3,016,078
MORGAN STANLEY	-94,696	-14.5%	560,243
SUSQUEHANNA INTERNATIONAL GROUP, LL	-83,133	-83.4%	16,550
Prospera Financial Services Inc	-31,756	-36.6%	54,917
JPMORGAN CHASE & CO	-17,898	-84.1%	3,387
Quarry LP	-13,028	-0.4%	3,476,236
MERCER GLOBAL ADVISORS INC /ADV	-12,749	-84.7%	2,305
Kingsview Wealth Management, LLC	-12,205	-52.3%	11,128
Stratos Wealth Partners, LTD.	-8,518	-2.5%	333,993
Gladstone Institutional Advisory LL	-8,415	-14.6%	49,081
BOOTHBAY FUND MANAGEMENT, LLC	-7,816	-0.1%	6,736,737
Focus Partners Wealth	-7,351	-8.1%	83,516
HighTower Advisors, LLC	-6,868	-10.4%	59,049
SMITH CHAS P & ASSOCIATES PA CPAS	-5,000	-24.2%	15,663
EVOLUTION WEALTH MANAGEMENT INC.	-4,857	-25.0%	14,568
NORTHWESTERN MUTUAL WEALTH MANAGEME	-3,720	-66.1%	1,908
Corient Private Wealth LP	-3,324	-22.5%	11,424
StoneX Group Inc.	-3,204	-2.1%	151,920
Farther Finance Advisors, LLC	-3,118	-53.7%	2,686
World Investment Advisors	-2,684	-13.2%	17,670

CLM

Institutional Ownership — CLM

Ownership Trends

Top Institutional Holders (171 total)

Recent Activity

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