ECF
Ellsworth Growth and Income Fund Ltd.
1W: -0.6%
1M: -0.8%
3M: -7.3%
YTD: +1.5%
1Y: +5.2%
3Y: +72.7%
5Y: +20.2%
$11.85
+0.11 (+0.94%)
Weekly Expected Move ±2.5%
$11
$12
$12
$12
$12
Institutional Ownership — ECF
56
Institutional Holders
+2 vs prior quarter
0.0%
Ownership
+0.00pp
85M
Total Invested
9
New Positions
15
Increased
21
Reduced
4
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (62 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | Saba Capital Management, L.P. | 1,604,273 | $19M | — | +0.0% | 18Q | SEC ↗ |
| 2 | SIT INVESTMENT ASSOCIATES INC | 936,651 | $11M | +3,598 | +0.4% | 8Q | SEC ↗ |
| 3 | WELLS FARGO & COMPANY/MN | 931,846 | $11M | -15,793 | -1.7% | 71Q | SEC ↗ |
| 4 | Advisors Asset Management, Inc. | 402,884 | $5M | -2,468 | -0.6% | 76Q | SEC ↗ |
| 5 | BLUE BELL PRIVATE WEALTH MANAGEMENT, L | 239,144 | $3M | +30,943 | +14.9% | 14Q | SEC ↗ |
| 6 | Bulldog Investors, LLP | 228,134 | $3M | -479 | -0.2% | 18Q | SEC ↗ |
| 7 | Pathstone Holdings, LLC | 209,392 | $2M | -37,757 | -15.3% | 11Q | SEC ↗ |
| 8 | GUGGENHEIM CAPITAL LLC | 193,775 | $2M | +27,261 | +16.4% | 64Q | SEC ↗ |
| 9 | Invesco Ltd. | 191,598 | $2M | -41,535 | -17.8% | 32Q | SEC ↗ |
| 10 | MORGAN STANLEY | 142,802 | $2M | -1,545 | -1.1% | 60Q | SEC ↗ |
| 11 | Baird Financial Group, Inc. | 133,444 | $2M | -1,709 | -1.3% | 32Q | SEC ↗ |
| 12 | AMERIPRISE FINANCIAL INC | 104,102 | $1M | +2,060 | +2.0% | 16Q | SEC ↗ |
| 13 | VIMA LLC NEW | 88,232 | $1M | — | +0.0% | 1Q | SEC ↗ |
| 14 | CAPSTONE INVESTMENT ADVISORS, LLC | 81,490 | $966K | — | +0.0% | 8Q | SEC ↗ |
| 15 | RAYMOND JAMES FINANCIAL INC | 81,328 | $964K | — | +0.0% | 7Q | SEC ↗ |
| 16 | WOLVERINE ASSET MANAGEMENT LLC | 76,777 | $910K | +72,918 | +1889.6% | 2Q | SEC ↗ |
| 17 | UHLMANN PRICE SECURITIES, LLC | 73,888 | $876K | +5,170 | +7.5% | 8Q | SEC ↗ |
| 18 | EVOLVE PRIVATE WEALTH, LLC | 66,203 | $785K | -2,574 | -3.7% | 3Q | SEC ↗ |
| 19 | ROYAL BANK OF CANADA | 54,655 | $648K | -654 | -1.2% | 67Q | SEC ↗ |
| 20 | Institute for Wealth Management, LLC. | 52,289 | $620K | -467 | -0.9% | 30Q | SEC ↗ |
| 21 | NewEdge Advisors, LLC | 49,984 | $592K | -14,666 | -22.7% | 19Q | SEC ↗ |
| 22 | Shaker Financial Services, LLC | 45,699 | $542K | +22,268 | +95.0% | 10Q | SEC ↗ |
| 23 | Waverly Advisors, LLC | 38,919 | $461K | -3,580 | -8.4% | 7Q | SEC ↗ |
| 24 | WEALTH ENHANCEMENT ADVISORY SERVICES, | 37,508 | $444K | -2,086 | -5.3% | 12Q | SEC ↗ |
| 25 | COMMONWEALTH EQUITY SERVICES, LLC | 32,592 | $386K | — | +0.0% | 24Q | SEC ↗ |
| 26 | ENVESTNET ASSET MANAGEMENT INC | 32,332 | $383K | +22,248 | +220.6% | 2Q | SEC ↗ |
| 27 | Focus Partners Wealth | 32,006 | $379K | — | +0.0% | 3Q | SEC ↗ |
| 28 | Aviance Capital Partners, LLC | 30,905 | $366K | +151 | +0.5% | 45Q | SEC ↗ |
| 29 | Private Advisor Group, LLC | 27,029 | $320K | +14 | +0.1% | 16Q | SEC ↗ |
| 30 | K2 PRINCIPAL FUND, L.P. | 24,619 | $292K | — | +0.0% | 7Q | SEC ↗ |
| 31 | LPL Financial LLC | 23,546 | $279K | +111 | +0.5% | 15Q | SEC ↗ |
| 32 | UBS Group AG | 20,184 | $239K | +8,087 | +66.9% | 47Q | SEC ↗ |
| 33 | OSAIC HOLDINGS, INC. | 19,831 | $235K | +1,373 | +7.4% | 26Q | SEC ↗ |
| 34 | Ruggaard & Associates LLC | 18,772 | $222K | — | +0.0% | 14Q | SEC ↗ |
| 35 | PMG Family Office LLC | 18,529 | $220K | +170 | +0.9% | 4Q | SEC ↗ |
| 36 | CAPTRUST FINANCIAL ADVISORS | 18,242 | $216K | -3,956 | -17.8% | 17Q | SEC ↗ |
| 37 | Cambridge Investment Research Advisors | 17,438 | $207K | -32 | -0.2% | 23Q | SEC ↗ |
| 38 | CEERA INVESTMENTS, LLC NEW | 13,719 | $163K | — | +0.0% | 1Q | SEC ↗ |
| 39 | Beckerman Institutional, LLC | 12,794 | $152K | — | +0.0% | 8Q | SEC ↗ |
| 40 | Old Port Advisors | 11,967 | $142K | -449 | -3.6% | 12Q | SEC ↗ |
| 41 | READYSTATE ASSET MANAGEMENT LP NEW | 11,650 | $138K | — | +0.0% | 1Q | SEC ↗ |
| 42 | MERIDIAN INVESTMENT COUNSEL INC. | 11,100 | $132K | — | +0.0% | 20Q | SEC ↗ |
| 43 | IFG Advisory, LLC NEW | 4,053 | $48K | — | +0.0% | 1Q | SEC ↗ |
| 44 | GILPIN WEALTH MANAGEMENT, LLC | 4,000 | $47K | — | +0.0% | 3Q | SEC ↗ |
| 45 | Global Retirement Partners, LLC NEW | 2,116 | $25K | — | +0.0% | 1Q | SEC ↗ |
| 46 | Sunbelt Securities, Inc. | 2,000 | $24K | — | +0.0% | 3Q | SEC ↗ |
| 47 | Clear Street Group Inc. NEW | 1,835 | $22K | — | +0.0% | 1Q | SEC ↗ |
| 48 | Cape Investment Advisory, Inc. NEW | 1,767 | $21K | — | +0.0% | 1Q | SEC ↗ |
| 49 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT NEW | 1,300 | $15K | — | +0.0% | 1Q | SEC ↗ |
| 50 | Integrated Wealth Concepts LLC NEW | 1,218 | $14K | — | +0.0% | 1Q | SEC ↗ |
Recent Activity
New Positions (9)
| Holder | Shares | Value |
|---|---|---|
| VIMA LLC | 88,232 | $1M |
| CEERA INVESTMENTS, LLC | 13,719 | $163K |
| READYSTATE ASSET MANAGEMENT LP | 11,650 | $138K |
| IFG Advisory, LLC | 4,053 | $48K |
| Global Retirement Partners, LLC | 2,116 | $25K |
| Clear Street Group Inc. | 1,835 | $22K |
| Cape Investment Advisory, Inc. | 1,767 | $21K |
| NORTHWESTERN MUTUAL WEALTH MANAGEME | 1,300 | $15K |
| Integrated Wealth Concepts LLC | 1,218 | $14K |
Sold Out (9)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| Cetera Investment Advisers | 11,012 | $130K |
| MAI Capital Management | 2,000 | $24K |
| JONES FINANCIAL COMPANIES LLLP | 455 | $5K |
| Medallion Wealth Advisors, LLC | 352 | $4K |
| VALLEY NATIONAL ADVISERS INC | 333 | $4K |
| HIGHLINE WEALTH PARTNERS LLC | 250 | $3K |
| Sound Income Strategies, LLC | 62 | $1K |
| BANK OF AMERICA CORP /DE | 57 | $1K |
| GAMMA Investing LLC | 15 | $0K |
Biggest Increases (15)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| WOLVERINE ASSET MANAGEMENT LLC | +72,918 | +1889.6% | 76,777 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT | +30,943 | +14.9% | 239,144 |
| GUGGENHEIM CAPITAL LLC | +27,261 | +16.4% | 193,775 |
| Shaker Financial Services, LLC | +22,268 | +95.0% | 45,699 |
| ENVESTNET ASSET MANAGEMENT INC | +22,248 | +220.6% | 32,332 |
| UBS Group AG | +8,087 | +66.9% | 20,184 |
| UHLMANN PRICE SECURITIES, LLC | +5,170 | +7.5% | 73,888 |
| SIT INVESTMENT ASSOCIATES INC | +3,598 | +0.4% | 936,651 |
| AMERIPRISE FINANCIAL INC | +2,060 | +2.0% | 104,102 |
| OSAIC HOLDINGS, INC. | +1,373 | +7.4% | 19,831 |
| PMG Family Office LLC | +170 | +0.9% | 18,529 |
| Aviance Capital Partners, LLC | +151 | +0.5% | 30,905 |
| LPL Financial LLC | +111 | +0.5% | 23,546 |
| Basepoint Wealth LLC | +15 | +1.4% | 1,096 |
| Private Advisor Group, LLC | +14 | +0.1% | 27,029 |
Biggest Decreases (17)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| Invesco Ltd. | -41,535 | -17.8% | 191,598 |
| Pathstone Holdings, LLC | -37,757 | -15.3% | 209,392 |
| WELLS FARGO & COMPANY/MN | -15,793 | -1.7% | 931,846 |
| NewEdge Advisors, LLC | -14,666 | -22.7% | 49,984 |
| CAPTRUST FINANCIAL ADVISORS | -3,956 | -17.8% | 18,242 |
| Waverly Advisors, LLC | -3,580 | -8.4% | 38,919 |
| EVOLVE PRIVATE WEALTH, LLC | -2,574 | -3.7% | 66,203 |
| AdvisorNet Financial, Inc | -2,486 | -81.7% | 555 |
| Advisors Asset Management, Inc. | -2,468 | -0.6% | 402,884 |
| WEALTH ENHANCEMENT ADVISORY SERVICE | -2,086 | -5.3% | 37,508 |
| Baird Financial Group, Inc. | -1,709 | -1.3% | 133,444 |
| MORGAN STANLEY | -1,545 | -1.1% | 142,802 |
| ROYAL BANK OF CANADA | -654 | -1.2% | 54,655 |
| Bulldog Investors, LLP | -479 | -0.2% | 228,134 |
| Institute for Wealth Management, LL | -467 | -0.9% | 52,289 |
| Old Port Advisors | -449 | -3.6% | 11,967 |
| Cambridge Investment Research Advis | -32 | -0.2% | 17,438 |