FLC
Flaherty & Crumrine Total Return Fund Inc.
1W: -0.1%
1M: -4.5%
3M: -7.2%
YTD: -9.2%
1Y: -10.7%
3Y: +36.2%
5Y: -10.9%
$15.70
+0.07 (+0.45%)
Weekly Expected Move ±1.3%
$15
$16
$16
$16
$16
Institutional Ownership — FLC
60
Institutional Holders
+6 vs prior quarter
0.0%
Ownership
+0.00pp
61M
Total Invested
11
New Positions
19
Increased
16
Reduced
8
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (64 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 1,270,656 | $20M | +91,436 | +7.8% | 10Q | SEC ↗ |
| 2 | BANK OF AMERICA CORP /DE | 261,186 | $4M | -13,222 | -4.8% | 15Q | SEC ↗ |
| 3 | Hennion & Walsh Asset Management, Inc. | 241,468 | $4M | +42,263 | +21.2% | 7Q | SEC ↗ |
| 4 | Advisors Asset Management, Inc. | 230,907 | $4M | -6,441 | -2.7% | 6Q | SEC ↗ |
| 5 | Noble Wealth Management PBC | 225,747 | $4M | +8,257 | +3.8% | 4Q | SEC ↗ |
| 6 | Sowell Financial Services LLC | 204,611 | $3M | -3,111 | -1.5% | 17Q | SEC ↗ |
| 7 | LPL Financial LLC | 157,596 | $2M | +1,083 | +0.7% | 61Q | SEC ↗ |
| 8 | Invesco Ltd. | 129,884 | $2M | +5,117 | +4.1% | 65Q | SEC ↗ |
| 9 | Smith Asset Management Co., LLC | 124,011 | $2M | -2,120 | -1.7% | 7Q | SEC ↗ |
| 10 | GUGGENHEIM CAPITAL LLC | 100,671 | $2M | +4,665 | +4.9% | 8Q | SEC ↗ |
| 11 | MORGAN STANLEY | 97,218 | $2M | +4,214 | +4.5% | 58Q | SEC ↗ |
| 12 | CEERA INVESTMENTS, LLC | 69,930 | $1M | +36,260 | +107.7% | 5Q | SEC ↗ |
| 13 | Fiera Capital Corp | 69,761 | $1M | +1,871 | +2.8% | 4Q | SEC ↗ |
| 14 | Closed-End Fund Advisors, Inc. | 46,527 | $730K | +1,460 | +3.2% | 3Q | SEC ↗ |
| 15 | Focus Partners Wealth | 43,334 | $680K | +229 | +0.5% | 3Q | SEC ↗ |
| 16 | WELLS FARGO & COMPANY/MN | 42,360 | $665K | -1,886 | -4.3% | 86Q | SEC ↗ |
| 17 | Baird Financial Group, Inc. | 40,379 | $634K | -597 | -1.5% | 6Q | SEC ↗ |
| 18 | Farther Finance Advisors, LLC | 25,354 | $398K | +25,000 | +7062.1% | 2Q | SEC ↗ |
| 19 | SEAMOUNT FINANCIAL GROUP INC | 20,790 | $326K | — | +0.0% | 11Q | SEC ↗ |
| 20 | OSAIC HOLDINGS, INC. | 19,468 | $306K | +2,326 | +13.6% | 26Q | SEC ↗ |
| 21 | Mallini Complete Financial Planning LL | 18,752 | $294K | +181 | +1.0% | 7Q | SEC ↗ |
| 22 | SUSQUEHANNA INTERNATIONAL GROUP, LLP NEW | 17,578 | $276K | — | +0.0% | 1Q | SEC ↗ |
| 23 | RAYMOND JAMES FINANCIAL INC | 16,782 | $263K | +15 | +0.1% | 7Q | SEC ↗ |
| 24 | READYSTATE ASSET MANAGEMENT LP NEW | 15,420 | $242K | — | +0.0% | 1Q | SEC ↗ |
| 25 | HighTower Advisors, LLC | 14,650 | $230K | — | +0.0% | 15Q | SEC ↗ |
| 26 | Logan Stone Capital, LLC NEW | 14,218 | $223K | — | +0.0% | 1Q | SEC ↗ |
| 27 | Traub Capital Management LLC NEW | 12,886 | $202K | — | +0.0% | 1Q | SEC ↗ |
| 28 | Koshinski Asset Management, Inc. | 12,560 | $197K | — | +0.0% | 31Q | SEC ↗ |
| 29 | WEDBUSH SECURITIES INC | 12,530 | $197K | — | +0.0% | 7Q | SEC ↗ |
| 30 | Capital Investment Advisors, LLC NEW | 11,196 | $176K | — | +0.0% | 1Q | SEC ↗ |
| 31 | ROYAL BANK OF CANADA | 7,672 | $120K | +152 | +2.0% | 67Q | SEC ↗ |
| 32 | UBS Group AG | 6,635 | $104K | -14 | -0.2% | 47Q | SEC ↗ |
| 33 | WOLVERINE ASSET MANAGEMENT LLC | 5,078 | $80K | +4,179 | +464.8% | 2Q | SEC ↗ |
| 34 | Global Retirement Partners, LLC NEW | 3,382 | $53K | — | +0.0% | 1Q | SEC ↗ |
| 35 | Rockefeller Capital Management L.P. | 2,868 | $45K | — | +0.0% | 4Q | SEC ↗ |
| 36 | CWM, LLC | 2,674 | $42K | -117 | -4.2% | 18Q | SEC ↗ |
| 37 | HARBOUR INVESTMENTS, INC. | 1,710 | $27K | +1 | +0.1% | 2Q | SEC ↗ |
| 38 | IFG Advisory, LLC | 1,680 | $26K | +650 | +63.1% | 2Q | SEC ↗ |
| 39 | Geneos Wealth Management Inc. | 1,015 | $16K | -250 | -19.8% | 42Q | SEC ↗ |
| 40 | SRH ADVISORS, LLC | 1,000 | $16K | — | +0.0% | 51Q | SEC ↗ |
| 41 | BLUE BELL PRIVATE WEALTH MANAGEMENT, L | 732 | $11K | — | +0.0% | 9Q | SEC ↗ |
| 42 | GHP Investment Advisors, Inc. | 561 | $9K | — | +0.0% | 2Q | SEC ↗ |
| 43 | Nalls Sherbakoff Group, LLC | 495 | $8K | — | +0.0% | 6Q | SEC ↗ |
| 44 | Luminist Capital LLC NEW | 414 | $6K | — | +0.0% | 1Q | SEC ↗ |
| 45 | Chung Wu Investment Group, LLC | 400 | $6K | — | +0.0% | 5Q | SEC ↗ |
| 46 | NewEdge Advisors, LLC | 345 | $5K | — | +0.0% | 2Q | SEC ↗ |
| 47 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT | 309 | $5K | — | +0.0% | 3Q | SEC ↗ |
| 48 | Integrated Wealth Concepts LLC NEW | 272 | $4K | — | +0.0% | 1Q | SEC ↗ |
| 49 | Arax Advisory Partners NEW | 176 | $3K | — | +0.0% | 1Q | SEC ↗ |
| 50 | HIGHLINE WEALTH PARTNERS LLC | 170 | $3K | — | +0.0% | 2Q | SEC ↗ |
Recent Activity
New Positions (11)
| Holder | Shares | Value |
|---|---|---|
| SUSQUEHANNA INTERNATIONAL GROUP, LL | 17,578 | $276K |
| READYSTATE ASSET MANAGEMENT LP | 15,420 | $242K |
| Logan Stone Capital, LLC | 14,218 | $223K |
| Traub Capital Management LLC | 12,886 | $202K |
| Capital Investment Advisors, LLC | 11,196 | $176K |
| Global Retirement Partners, LLC | 3,382 | $53K |
| Luminist Capital LLC | 414 | $6K |
| Integrated Wealth Concepts LLC | 272 | $4K |
| Arax Advisory Partners | 176 | $3K |
| MERCER GLOBAL ADVISORS INC /ADV | 100 | $2K |
| FIRST HORIZON CORP | 100 | $2K |
Sold Out (10)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| Pathstone Holdings, LLC | 72,097 | $1M |
| Independent Advisor Alliance | 44,242 | $695K |
| AQR Arbitrage LLC | 30,394 | $477K |
| ENVESTNET ASSET MANAGEMENT INC | 30,192 | $474K |
| Cetera Investment Advisers | 28,839 | $453K |
| SEVEN MILE ADVISORY | 13,163 | $207K |
| Kovack Advisors, Inc. | 12,946 | $203K |
| POM Investment Strategies, LLC | 319 | $5K |
| Sound Income Strategies, LLC | 253 | $4K |
| JONES FINANCIAL COMPANIES LLLP | 68 | $1K |
Biggest Increases (19)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | +91,436 | +7.8% | 1,270,656 |
| Hennion & Walsh Asset Management, I | +42,263 | +21.2% | 241,468 |
| CEERA INVESTMENTS, LLC | +36,260 | +107.7% | 69,930 |
| Farther Finance Advisors, LLC | +25,000 | +7062.1% | 25,354 |
| Noble Wealth Management PBC | +8,257 | +3.8% | 225,747 |
| Invesco Ltd. | +5,117 | +4.1% | 129,884 |
| GUGGENHEIM CAPITAL LLC | +4,665 | +4.9% | 100,671 |
| MORGAN STANLEY | +4,214 | +4.5% | 97,218 |
| WOLVERINE ASSET MANAGEMENT LLC | +4,179 | +464.8% | 5,078 |
| OSAIC HOLDINGS, INC. | +2,326 | +13.6% | 19,468 |
| Fiera Capital Corp | +1,871 | +2.8% | 69,761 |
| Closed-End Fund Advisors, Inc. | +1,460 | +3.2% | 46,527 |
| LPL Financial LLC | +1,083 | +0.7% | 157,596 |
| IFG Advisory, LLC | +650 | +63.1% | 1,680 |
| Focus Partners Wealth | +229 | +0.5% | 43,334 |
| Mallini Complete Financial Planning | +181 | +1.0% | 18,752 |
| ROYAL BANK OF CANADA | +152 | +2.0% | 7,672 |
| RAYMOND JAMES FINANCIAL INC | +15 | +0.1% | 16,782 |
| HARBOUR INVESTMENTS, INC. | +1 | +0.1% | 1,710 |
Biggest Decreases (9)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| BANK OF AMERICA CORP /DE | -13,222 | -4.8% | 261,186 |
| Advisors Asset Management, Inc. | -6,441 | -2.7% | 230,907 |
| Sowell Financial Services LLC | -3,111 | -1.5% | 204,611 |
| Smith Asset Management Co., LLC | -2,120 | -1.7% | 124,011 |
| WELLS FARGO & COMPANY/MN | -1,886 | -4.3% | 42,360 |
| Baird Financial Group, Inc. | -597 | -1.5% | 40,379 |
| Geneos Wealth Management Inc. | -250 | -19.8% | 1,015 |
| CWM, LLC | -117 | -4.2% | 2,674 |
| UBS Group AG | -14 | -0.2% | 6,635 |