SWZ
Total Return Securities Fund
1W: -0.9%
1M: -3.8%
3M: -3.0%
YTD: -7.4%
1Y: -5.4%
3Y: +23.3%
5Y: +14.7%
$5.76
+0.04 (+0.79%)
Weekly Expected Move ±1.0%
$6
$6
$6
$6
$6
Institutional Ownership — SWZ
50
Institutional Holders
+3 vs prior quarter
0.0%
Ownership
+0.00pp
32M
Total Invested
8
New Positions
12
Increased
16
Reduced
7
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (54 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | CSS LLC/IL | 1,040,190 | $6M | +19,643 | +1.9% | 51Q | SEC ↗ |
| 2 | BANK OF AMERICA CORP /DE NEW | 867,363 | $5M | — | +0.0% | 1Q | SEC ↗ |
| 3 | Matisse Capital | 609,000 | $4M | +201,731 | +49.5% | 4Q | SEC ↗ |
| 4 | ICON ADVISERS INC/CO | 446,220 | $3M | -54,074 | -10.8% | 3Q | SEC ↗ |
| 5 | Saba Capital Management, L.P. | 404,080 | $2M | — | +0.0% | 8Q | SEC ↗ |
| 6 | Shaker Financial Services, LLC | 393,170 | $2M | +70,775 | +22.0% | 29Q | SEC ↗ |
| 7 | Logan Stone Capital, LLC | 198,157 | $1M | +170,346 | +612.5% | 3Q | SEC ↗ |
| 8 | BLUE BELL PRIVATE WEALTH MANAGEMENT, L | 168,610 | $972K | +80,336 | +91.0% | 28Q | SEC ↗ |
| 9 | EVOLVE PRIVATE WEALTH, LLC | 139,192 | $802K | -7,098 | -4.9% | 3Q | SEC ↗ |
| 10 | Yakira Capital Management, Inc. | 125,557 | $724K | — | +0.0% | 6Q | SEC ↗ |
| 11 | Almitas Capital LLC | 115,581 | $666K | +69,127 | +148.8% | 3Q | SEC ↗ |
| 12 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 97,847 | $564K | +61,938 | +172.5% | 2Q | SEC ↗ |
| 13 | GARDNER RUSSO & QUINN LLC | 97,667 | $563K | — | +0.0% | 24Q | SEC ↗ |
| 14 | Uncommon Cents Investing LLC | 85,036 | $490K | +664 | +0.8% | 35Q | SEC ↗ |
| 15 | Alpine Global Management, LLC | 58,859 | $339K | -22,415 | -27.6% | 4Q | SEC ↗ |
| 16 | COMMONWEALTH EQUITY SERVICES, LLC | 56,071 | $323K | -6,074 | -9.8% | 35Q | SEC ↗ |
| 17 | MORGAN STANLEY | 46,500 | $268K | -5,024 | -9.8% | 60Q | SEC ↗ |
| 18 | Noble Wealth Management PBC | 42,882 | $247K | -26,497 | -38.2% | 4Q | SEC ↗ |
| 19 | Bulldog Investors, LLP | 40,334 | $233K | +547 | +1.4% | 58Q | SEC ↗ |
| 20 | SUSQUEHANNA INTERNATIONAL GROUP, LLP NEW | 37,029 | $213K | — | +0.0% | 1Q | SEC ↗ |
| 21 | Cutler Capital Management, LLC NEW | 35,921 | $207K | — | +0.0% | 1Q | SEC ↗ |
| 22 | HRT FINANCIAL LP NEW | 35,262 | $203K | — | +0.0% | 1Q | SEC ↗ |
| 23 | OSAIC HOLDINGS, INC. | 35,011 | $202K | +11,668 | +50.0% | 26Q | SEC ↗ |
| 24 | GAMCO INVESTORS, INC. ET AL | 32,096 | $185K | — | +0.0% | 16Q | SEC ↗ |
| 25 | XTX Topco Ltd | 24,851 | $143K | +4,887 | +24.5% | 2Q | SEC ↗ |
| 26 | LPL Financial LLC NEW | 24,599 | $142K | — | +0.0% | 1Q | SEC ↗ |
| 27 | WELLS FARGO & COMPANY/MN | 17,605 | $101K | +170 | +1.0% | 101Q | SEC ↗ |
| 28 | Capital Investment Counsel, Inc | 14,961 | $86K | — | +0.0% | 3Q | SEC ↗ |
| 29 | MCCARTER PRIVATE WEALTH SERVICES LLC | 14,458 | $83K | — | +0.0% | 5Q | SEC ↗ |
| 30 | Fortis Capital Advisors, LLC | 14,458 | $83K | — | +0.0% | 2Q | SEC ↗ |
| 31 | Belpointe Asset Management LLC | 14,458 | $83K | — | +0.0% | 2Q | SEC ↗ |
| 32 | UBS Group AG | 11,595 | $67K | -35,700 | -75.5% | 47Q | SEC ↗ |
| 33 | PRIVATE MANAGEMENT GROUP INC | 10,545 | $61K | — | +0.0% | 5Q | SEC ↗ |
| 34 | TrueMark Investments, LLC | 10,189 | $59K | -560 | -5.2% | 3Q | SEC ↗ |
| 35 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 10,189 | $59K | -320,830 | -96.9% | 6Q | SEC ↗ |
| 36 | Integris Wealth Management, LLC | 10,053 | $58K | — | +0.0% | 5Q | SEC ↗ |
| 37 | WINMILL & CO. INC | 2,250 | $13K | — | +0.0% | 25Q | SEC ↗ |
| 38 | JPMORGAN CHASE & CO | 1,723 | $10K | — | +0.0% | 43Q | SEC ↗ |
| 39 | MERCER GLOBAL ADVISORS INC /ADV NEW | 1,615 | $9K | — | +0.0% | 1Q | SEC ↗ |
| 40 | North Star Investment Management Corp. | 951 | $5K | — | +0.0% | 28Q | SEC ↗ |
| 41 | Allied Private Wealth LLC NEW | 619 | $4K | — | +0.0% | 1Q | SEC ↗ |
| 42 | SECURITY NATIONAL BANK OF SO DAK NEW | 209 | $1K | — | +0.0% | 1Q | SEC ↗ |
| 43 | PNC Financial Services Group, Inc. | 16 | $0K | — | +0.0% | 10Q | SEC ↗ |
| 44 | SIT INVESTMENT ASSOCIATES INC | 0 | $0K | -101,837 | -100.0% | 2Q | SEC ↗ |
| 45 | Kestra Advisory Services, LLC | 0 | $0K | -18,819 | -100.0% | 23Q | SEC ↗ |
| 46 | SageView Advisory Group, LLC | 0 | $0K | -4,700 | -100.0% | 1Q | SEC ↗ |
| 47 | Allspring Global Investments Holdings, | 0 | $0K | -650,702 | -100.0% | 18Q | SEC ↗ |
| 48 | ROYAL BANK OF CANADA | 0 | $0K | -249 | -100.0% | 66Q | SEC ↗ |
| 49 | North Ground Capital | 0 | $0K | -47,591 | -100.0% | 5Q | SEC ↗ |
| 50 | NIXON PEABODY TRUST CO | 0 | $0K | -42,024 | -100.0% | 2Q | SEC ↗ |
Recent Activity
New Positions (8)
| Holder | Shares | Value |
|---|---|---|
| BANK OF AMERICA CORP /DE | 867,363 | $5M |
| SUSQUEHANNA INTERNATIONAL GROUP, LL | 37,029 | $213K |
| Cutler Capital Management, LLC | 35,921 | $207K |
| HRT FINANCIAL LP | 35,262 | $203K |
| LPL Financial LLC | 24,599 | $142K |
| MERCER GLOBAL ADVISORS INC /ADV | 1,615 | $9K |
| Allied Private Wealth LLC | 619 | $4K |
| SECURITY NATIONAL BANK OF SO DAK | 209 | $1K |
Sold Out (11)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| Allspring Global Investments Holdin | 650,702 | $4M |
| SIT INVESTMENT ASSOCIATES INC | 101,837 | $587K |
| North Ground Capital | 47,591 | $274K |
| NIXON PEABODY TRUST CO | 42,024 | $242K |
| Kestra Advisory Services, LLC | 18,819 | $108K |
| RAYMOND JAMES FINANCIAL INC | 16,590 | $96K |
| Marex Group plc | 10,000 | $58K |
| SageView Advisory Group, LLC | 4,700 | $27K |
| Ancora Advisors LLC | 1,068 | $6K |
| ROYAL BANK OF CANADA | 249 | $1K |
| Karpus Management, Inc. | 130 | $1K |
Biggest Increases (12)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| Matisse Capital | +201,731 | +49.5% | 609,000 |
| Logan Stone Capital, LLC | +170,346 | +612.5% | 198,157 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT | +80,336 | +91.0% | 168,610 |
| Shaker Financial Services, LLC | +70,775 | +22.0% | 393,170 |
| Almitas Capital LLC | +69,127 | +148.8% | 115,581 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C | +61,938 | +172.5% | 97,847 |
| CSS LLC/IL | +19,643 | +1.9% | 1,040,190 |
| OSAIC HOLDINGS, INC. | +11,668 | +50.0% | 35,011 |
| XTX Topco Ltd | +4,887 | +24.5% | 24,851 |
| Uncommon Cents Investing LLC | +664 | +0.8% | 85,036 |
| Bulldog Investors, LLP | +547 | +1.4% | 40,334 |
| WELLS FARGO & COMPANY/MN | +170 | +1.0% | 17,605 |
Biggest Decreases (9)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | -320,830 | -96.9% | 10,189 |
| ICON ADVISERS INC/CO | -54,074 | -10.8% | 446,220 |
| UBS Group AG | -35,700 | -75.5% | 11,595 |
| Noble Wealth Management PBC | -26,497 | -38.2% | 42,882 |
| Alpine Global Management, LLC | -22,415 | -27.6% | 58,859 |
| EVOLVE PRIVATE WEALTH, LLC | -7,098 | -4.9% | 139,192 |
| COMMONWEALTH EQUITY SERVICES, LLC | -6,074 | -9.8% | 56,071 |
| MORGAN STANLEY | -5,024 | -9.8% | 46,500 |
| TrueMark Investments, LLC | -560 | -5.2% | 10,189 |